Petrosino, A. (2003). Commentary: A framework for supporting learning and
teaching about mathematical and scientific models.
Contemporary Issues in Technology and Teacher
Education [Online serial], 3(3). Available:
http://www.citejournal.org/vol3/iss3/mathematics/article1.cfm
Commentary: A Framework for Supporting Learning and Teaching About Mathematical and Scientific Models
It was with great interest that I recently read
Using Technology to Support Prospective Science Teachers in Learning and Teaching About
Scientific Models (Cullin & Crawford, 2003). This article presented a
convincing argument that the role of models and modeling in science education
represented an important and often neglected aspect of investigative science
in the classroom. Specifically, the paper presented efforts to engage
preservice secondary science teachers participating in a methods course and
teaching practicum in modeling experiences ultimately brought to the fore
by building and testing dynamic computer models. While the results
were mixed, there was a demonstrated shift in the preservice teachers' views
of model use from a teacher-centered use for explaining concepts to a
student-centered approach using models to learn about natural phenomena.
This article presents a framework for thinking about the use of models
and model-based curriculum in K-12 settings. In doing so, it draws from
the work of two colleagues, Leona Schauble and Richard Lehrer, as well
as research we conducted together while I was a postdoctoral fellow at
The University of Wisconsin and my subsequent work at The University
of Texas. The article also proposes that it may be time to look at modeling as
a tool that requires both scientific and mathematical reasoning to
fully leverage the power of sophisticated thinking by both students and teachers.
There has been a shift in recent years in thinking about mathematics
and science instruction. This shift is best exemplified by a transition
from pedagogical approaches based on learning facts and procedures to
those oriented around constructing, evaluating, and revising models. To be
clear, models may be thought of as any number of conceptual entities for
the purpose of our discussion. These entities include physical
microcosms, representational systems, syntactic models, and
hypothetical-deductive models
This pedagogical shift toward modeling entails a number of changes
to existing practice, namely, the need to rethink the content that is
taught resulting in an emphasis on much more challenging forms of
mathematics and science than is typical in K-12 education (Metz, 1995). This change
in content creates the need to generate core knowledge about the
development of students' thinking and learning in these new areas of mathematics
and science education. This knowledge base then informs the development
of curriculum and the day-to-day practice of teachers. These changes
are tracked and resolved longitudinally over years, not months or weeks
(Lehrer & Schauble, 2001).
Because modeling is central to both mathematics and science
(Lehrer, Schauble, Strom, & Pligge, 2001; National Research Council, 1995),
one might expect that it would be emphasized from the earliest years of
instruction and developed over time, not postponed until high school or
beyond. Yet, modeling is not routinely practiced in K-12 schools at all,
perhaps because of the persistence of theories of education and evaluations
focusing on simple, component skills for young children and a graduation to
complex forms of reasoning only for older and more capable students (Bruer,
1993; Collins, Brown, & Newman, 1989; Schauble, Glaser, Duschl, Schulze,
& John, 1995). Or, perhaps just as likely, this results because of the lack
of existing information to guide teachers in how to engage children in
complex forms of scientific and mathematical thinking and reasoning. Whatever
the specific reasons for the paucity of modeling in the
K-12 curriculum and in teacher training, it is widely agreed that good instruction should proceed
in accord with the development of children's understanding (Carpenter
& Lehrer, 1999).
Modeling as Representation and Inscription
One of the foundational pillars of a modeling perspective is the belief
that early reasoning about models is anchored in children's invention and use
of a broad variety of representational devices, such as maps, data
displays, drawings, or photographs. Collectively, these
are known as inscriptions (Latour, 1990; Lehrer & Schauble, 2000) because they involve writing
, drawing, or some other form of symbolization of the external world of
the student. Inscriptions stem from an even more fundamental capacity
regarding one thing as representing or standing for another. These early forms
of representational competence with inscriptions comprise the foundation
and leverage point for model-based reasoning.
Modeling contains more than simply inscriptions. For instance,
modeling contains the self-conscious separation by the learner of a model from
its referent. This is surely central to the kinds of modeling practiced
by scientists and mathematicians, even though novice students tend to
blur these distinctions (Petrosino, 1998; Schauble et al., 1995). This is
also known as "models as copies" and was demonstrated quite well in studies
by Grosslight and colleagues (Grosslight, Unger, Jay, & Smith, 1991).
Another aspect of modeling is that children do not consider the possibility
of measurement error. They often get disconcerted when they find a
discrepancy between the expected value of a measure and
its observed value. Moreover, given its centrality to core scientific and mathematical ideas
(e.g., evolution), variability is given short, if any, attention in school instruction.
Students are given few conceptual tools to reason about variability, and
even if they are, the tools are rudimentary, at best. Typically, these tools
consist only of brief exposure to a few statistics (e.g., for calculating the mean
or standard deviation), with little focus on the more encompassing sweep
of data modeling (Lehrer & Romberg, 1996). That is, students do not
typically participate in contexts that allow them to develop questions,
consider qualities of measures and attributes relevant to a question, and then go on
to structure data and make inferences about their questions (Petrosino,
Lehrer, & Schauble, 2003).
Third, it appears to be challenging for young students to develop
the understanding, based on analogy of residual or mismatch between the
model and the world (Grosslight et al., 1991), that alternative models are
possible and may be preferable to the ones currently being entertained. Finally,
other than scientists and mathematicians, few people in society are typically
aware of the role rival models play in evaluating alternative hypotheses. This
has serious implications when it comes to both the understanding of rival
models in teacher education and in the K-12 curriculum.
Pedagogical Implications
While it is fine to cite the importance of models and
model-based reasoning, what is needed is a way to think systematically about the
pedagogical implications for such a method of curriculum. In order to build
critical standards about representational choices, teachers need a history of
experience with fixing and composing representations in inscriptions and
notations used as matters of convention for communicating and supporting
the reasoning of a practicing community (Lehrer & Schauble, 2000). At the
core of this process must be the understanding that modeling needs to be
practiced systematically, so that over time the forms and uses of a variety
of models are explored and evaluated for a range of purposes.
Model-based reasoning can be thought of as a continuum in which
teachers begin with children's basic representational capacities and try to end up
near the practices of mathematicians and scientists. In the middle is an
intermediate form of representation and modeling. The
teacher's role then becomes one of a bridge between the child's world and the more
scientifically developed world of the content experts (in this case, mathematicians
and scientists). This puts a stress on teachers since they must be
masters of two worlds. The first world is the world of children with their
preconceptions and naïve and experiential notions of the world. The second world is that
of the "scientist," with the development of abstractions, symbolism,
and analogical reasoning. The teacher who transverses a world with
which pedagogical content knowledge (Schulman, 1987) and domain expertise
are paramount must be an effective medium between the
two. Therefore, teaching in a model-based manner
requires a good understanding of children's thinking, in order to ensure that pedagogy builds systematically on
a base of understanding. It is just as important,
however, that teaching be informed by a long-term view needed to navigate these early
competencies into forms of thinking that are complex, multifaceted, and unfolding
over yearsnot weeks or months. Such a commitment to modeling suggests
the value of addressing early some forms of mathematics and science
concepts not typically taught until later in a student's education, if ever at all.
A Developmental Taxonomy of Models
At root, a model is an analogy. Something familiar stands in for
something unfamiliar, like water for electricity. At issue is the nature of the
relationship between the model and the world. Gentner (1983) and Gentner and
Toupin (1986) proposed a continuum of instructional models that may be
helpful (see Figure 1 and Table 1). At one end is similarity, which invokes
whole-scale correspondence between relations and literal attributes. At the
other end is analogy, which succeeds when a system of relations in one domain
is aligned with a system of relations in a second domain.
Although this modeling taxonomy is consistent with educational
theory about the development of analogical reasoning in children, it holds the
status of a design hypothesis. The importance of this hypothesis is that it will
be most fruitful to introduce children to modeling practices through models
that preserve resemblance, because these models more readily sustain
mappings
between the model and the world. As children learn over a number of
cases that resemblance is less fundamental than function, they become
increasingly prepared to work with models that do not preserve similarity between
the model and the modeled world. Moreover, as suggested by Lehrer
and Schauble (2000), emphasizing the historical trend toward the
mathematization of science captures an important pedagogical principle: The
cognitive move toward functional description (i.e., analogy; relational structure)
is provoked and sustained by having mathematical resources at one's disposal.
Mathematical Tools for Effective Modeling
Navigating a modeling curriculum requires that students have mastery
of mathematical tools. Traditionally, the mathematics taught in
elementary school in the United States has almost exclusively emphasized number
and computation. Yet, mathematics reform leaders, such as the National
Council of Teachers of Mathematics (NCTM), have been prescribing a wider
view of mathematics, one that accords much better with an emphasis on
modeling. The NCTM standards (1991) suggest that the mathematics of
geometry, probability, and data should be introduced much earlier and in an
integrated fashion, not postponed until high school and then presented as
self-contained courses providing little or no contact with students' other
mathematical knowledge and perhaps even less with students' mathematical
sense-making.
To fully address a modeling perspective, teachers need to develop
appropriate mathematical models to make sense of the world. While there well
may be any number of critical mathematical concepts
and associated abilities, Lehrer and Schauble (2000) identified four (Space and Geometry,
Data, Measure, and Uncertainty and Probability) as significant leverage points
by which teachers can bring modeling into the child's world. A few
short examples of each follow.
Space and Geometry
Students need to be able to mathematize three dimensional space in order
to study such phenomena as diversity of microinvertabrates in a local
stream, to map heights of model rocket launches in the local schoolyard
(Petrosino,
1998), or to think about core concepts like density, which makes little
sense without a significant sense of volume. Furthermore, the properties
of geometrical figures like triangles (i.e., trigonometry functions) are useful
for understanding a variety of phenomena ranging from calculating the height
of a model rocket launch to the length of shadows to rates of change
expressed on a graph (Lehrer & Schauble, 2000).
Data
The concept of data encompasses a number of issues
for the teacher, including the construction of relationships between common, familiar
cases to the child's world and more general global patterns of which the cases
are a component (Hancock, Kaput, & Goldman, 1992; Schauble et al.,
1995). Teachers need to allow students to come to the realization that one
can manipulate data to ask novel questions that can be usefully
addressed (Lehrer & Romberg, 1996). Furthermore, a key aspect of this
mathematical model is bringing to the fore the importance of data representations and
data interpretation, as well as problems of sampling, measurement error,
and ideas about central tendency and variability,
which are fundamental to modeling (Mokros & Russell, 1995; Petrosino et al., 2003).
Measure
Teachers need to work deliberately to assist students in the development of
a consistent and disciplinarily rich theory of measure. It is usual for
teachers to focus exclusively on procedures for measuring since this is the
emphasis in many textbooks and curricula objectives. Using a more
student-centered approach, students can discover which properties of measure need to
be emphasized in measuring some attribute. What is critical,
however, is not applying instruments such as rulers, but coming to understand some
rather fundamental ideas not necessarily obvious to children. One such idea
holds that measure incorporates ideas such as iteration, origin, and equal
units (Lehrer, Jenkins, & Osana, 1998). Moreover, measuring helps
students progress in thinking about such traditionally scientific ideas as force,
speed, and time by mathematizing them. When children work with data there
is often much struggle over deciding what should count as
a valid measure of the variables of interest (Petrosino, 1998).
Probability and Uncertainty
Uncertainty is at the pivot point of certain scientific phenomena such
as evolution, genetic inheritance, and atomic theory and plays a
somewhat more limited role in many others (Lehrer & Schauble, 2000). For
example, the behavior of migrating birds can be modeled by specifying the
simple rules that participating members follow, but these rules often include
an element of randomness. While there is a body of research on
children's understanding of uncertainty and probability (Fay & Klahr, 1996), there is
a paucity of research that investigates how these ideas develop in the
context of real classrooms. Initial investigations in this area indicate that
understanding the mathematical implications of these ideas is difficult. For
instance, elementary school children have a tendency to regard some events that
are actually probabilistic as deterministic. One example of this is the work
of Horvath and Lehrer (1998), who determined that children found
constructing the notion of a sample space and then evaluating observed
outcomes against that model to be challenging (e.g.,
"Three is my lucky number, so I think I'll get mostly
threes"). When the observed outcomes do not match
the sample space, children are liable to generate causal interpretations
to account for the deviations.
These four important mathematical ideas are the foundation for creating
and maintaining a modeling approach to instruction. Likewise, these ideas
are essential to both mathematics and science and, consequently, point out
the connections between these two disciplines. Geometry, measure, data,
and probability conceptually intersect at many points. Understanding
how children think about these concepts, how teachers teach these ideas, and
how technology can support these processes is the major goal of a number
of researchers in the field.
In the same manner, the developmental taxonomy of models proposed
by Gentner (1983) and subsequently elaborated upon gives us a firm
theoretical foundation on which to consider how to introduce models in the
K-12 curriculum. Technology has and will continue to play a vital role in
the process of incorporating modeling into K-12 instruction (Jonassen,
2003). However, here needs to be a firm foundation and developmental
trajectory for children's understanding in these areas of mathematics and
science education. What models should be used? When? What are the
affordances and limitations of various models? This manuscript, along with the
applied work of Cullin and Crawford, contributes to the ongoing dialogue.
References
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Acknowledgement
This work was supported by the following: National Science
Foundation grant (14656-S1 Amendment 4) entitled Challenges to Projects: VaNTH
K-12 Partners in Education and a grant from the Department of
Education (DOE P342A000111) entitled (Inventing New Strategies for
Integrating Technology in Teacher Education (Project INSITE) additional support
was made possible by The University of Texas at Austin's Dean's
Faculty Fellowship Program under the direction of Dean Manuel J. Justiz and
Larry Abraham. I would like to thank Richard Lehrer and Leona Schauble for
their invaluable mentorship during my postdoctoral studies at The University
of Wisconsin. Thanks also to Cathy Loving and Carol Stussey for
their comments and suggestions on earlier drafts and a final special thanks goes
to Jennifer Cook for her editorial assistance.
Contact Information:
Anthony J. Petrosino
Department of Curriculum and Instruction
Science and Mathematics Education Center
E-mail ajpetrosino@mail.utexas.edu

Figure 1. A Developmental Trajectory for Models Used in Instruction
Table 1. A Developmental Taxonomy of Models
|
TYPE OF MODEL
|
EXAMPLE
|
INSTRUCTIONAL USES
|
|
Physical Microcosms
|
Model the world via resemblance
|
Models of the solar system,
planetarium models of the cosmos, terrarium models of ecosystems,
model rockets
|
|
Representational Systems
|
Maps, diagrams, and related
display notations
|
These preserve an intermediate
degree of resemblance between the model and the world. Nevertheless,
extended work with them fosters understanding of the need for symbolic
conventions to make the relation between the model and the world
more explicit.
|
|
Syntactic Models
|
Exchange similarity for
analogy; the model and the world are in a relational correspondence
that is not sustained by resemblance
|
The power of syntactic
models resides in their ability to summarize the essential functioning
of a system. This form of modeling is apt to be challenging for children,
because it deprives them of easy ways to establish correspondence
between the representing and the represented world. Nevertheless,
resemblance is never a sufficient condition for modeling.
|
|
Hypothetical-Deductive
Models
|
These models move beyond
the realm of describing the observable to embodying unseen hypothetical
entities that interact to produce emergent behavior
|
These models incorporate
mechanisms that can produce previously unseen and often unpredicted
behaviors. (Gas Model). This form of modeling is especially difficult
since there is no direct connection between any single hypothetical
entity and the observed world and partly because the idea of emergence
may prove problematic for people of any age (Resnick, 1995).
|